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09/09/10 Open Policy

Open data On Structural Funds at the european parliament – the long way towards transparency

A study presented at the European Parliament in July 2010 explores the open data on European Structural Funds made available in March 2009. The European Transparency Initiative is pushing the transparency agenda in most EU Countries.

As I wrote in one of my previous posts, European Cohesion Policy is well on its way towards greater transparency in managing Structural Funds. Member states and EU Regions are responsible for publishing data on the beneficiaries of the policy and the corresponding amount of public funding received.

Although the set of minimum information that the European Commission and Member States agreed on in the COCOF of 23rd April 2008 is still relatively small (it only includes the name of the beneficiary, the project and the amount of public funding), the European Transparency Initiative of the European Commission certainly represents a breakthrough innovation in the way most European Countries implement public policy. In the last few years the policy framework and strict regulation of Structural Funds have played a crucial role in pushing the transparency agenda in those areas of Europe where administrative culture and capacity is traditionally low.
A study on current availability of open data on Structural Funds was presented at the European Parliament during the public hearing Transparency in Structural Funds – recipients and beneficiaries held by the President of the Budget Control Committee, Luigi de Magistris (one of the aims of the hearing was to learn from the US website Recovery.gov, which was presented by Earl E. Devaney, Chairman of the US government’s Recovery Accountability and Transparency Board).
The report, entitled “The Data Transparency Initiative and its Impact on Cohesion Policy” (full report), evaluates the implementation of the European Transparency Initiative by providing some data and four case studies: Finland, Italy, the Netherlands and Poland. The study was carried out by the Centre for Industrial Studies (CSIL) in Milan, Italy and financed by the European Parliament’s Committee on Regional Development.
As stated in the blog Space for Transparency, the situation reported in the study “results in incomparable, often not machine readable and in some countries almost unusable data in different EU languages and different currencies”.

The results of the study are indeed not so encouraging. Only 78% of the European Regions managing an ERDF Operational Programme provide the minimum information required. 19% provide a description of the operations, 41% a location of the projects, 27% the amount of national co-funding. Moreover, while 44% of EU Regions publish data on the total amount of funding, only 32% of available datasets specify the amount of public money actually paid out. 
PDF is confirmed as the prevailing format in which data are released (52%), followed by XLS (27%) and HTML (21%); a situation that did not change one year later (March 2010). See the table I included in my post Open data and structural funds.
As expected, these different approaches seem to reflect differences both in administrative capacities and cultural administrative traditions. In addition, the report argues that centralization vs. decentralization issues play also a role. Obviously, a centrally managed Programme has the advantage that information flows are easier to manage and local actions are more easily coordinated.
The report draws some final recommendations:
• to provide additional essential information, such as contact details, localization, project summaries, description of project partners, etc.
• to make databases fully searchable and compatible, so as to make possible an EU-wide outlook of the data
• to describe the data in English and not only in the local language

Some personal remarks:
1) The study is the first attempt to evaluate the availability and quality of open data on Structural Funds provided by a diverse and complex set of National and Regional Authorities. The statistics provided are a useful starting point for any further research in the field. Moreover, the report provides a valuable contextualization and interpretation of results, along with a detailed description of the European Transparency Initiative.
2) The analysis dates back to March 2009 and should be updated. Since then the number of EU Regions providing at least a minimum set of information has grown and have now reached 100%, as reported in the map of InfoRegio website; though I guess the indicators on quality have not significantly improved.
3) The survey, which seems to be conducted starting from the links that were available on the InfoRegio map at the time, does not consider other important types of Operational Programmes such as the National Programmes and Interregional Programmes or the cross-border co-operation Programmes.
4) Data on quality of the open datasets are presented only in an aggregate way, so it is impossible to compare different nations or regions.

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02/03/10 Civic Technology , Open Policy

Open data and Structural Funds

European Cohesion Policy has always paid special attention to transparency. Today all European Regions publish lists of beneficiaries of Structural Funds as required by the Council regulations.  But only a part of this data is in a machine-readable and reusable format.  Italian region of Calabria represents a good exception.

As the current debate on ‘government 2.0’ focuses on accessing public information as a way to foster open government and transparency, the availability of public data is becoming crucial for an effective delivery of new user-generated services. According to the last Ministerial Declaration on eGovernment, approved in November 2009, new demand-led information products and services enabled by the reuse of public sector information will support the transition of Europe to a knowledge-based economy.
In this regard, great importance is attributed to the formats in which this data is published. It is universally recognized that a web page (i.e. HTML code) or a PDF file is not enough. To allow mash-up or geo-referencing, data should be machine-readable, preferably in open, standard and reusable formats such as XML, RDF, CSV (see for example WC3 guidelines).

The European Cohesion Policy has always paid attention to the transparency issues related to the vast amount of public resources that have been assigned to the European Regions.
According to Article 69 of the Council Regulation (EC) No 1083/2006 of 11 July 2006 laying down general provisions on the European Regional Development Fund, the European Social Fund and the Cohesion Fund and repealing Regulation (EC) No 1260/1999, the Member States and the Managing Authority for the operational programme shall provide information on and publicise operations and co-financed programmes. The information shall be addressed to European Union citizens and beneficiaries with the aim of highlighting the role of the Community and ensuring that assistance from the Funds is transparent.

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To fulfill Article 69 of the Council Regulation (EC) No 1083/2006, Managing Authorities of the programmes co-financed by Structural Funds have to draw up a Communication Plan aiming at:

  • improving communication through the implementation of community actions more visible and close to citizens in order to increase the general consent on the future EU policies
  • guaranteeing more transparency through more efficient, transparent and accessible European institutions open to public control
  • closing the gap between EU institutions and citizens through the improvement of the dialogue and listening.

Consequently all direct beneficiaries (the public or private bodies or firms responsible for commissioning operations or, in cases of aid schemes, the bodies that grant the aid) must be published by the Managing Authorities under the rules governing the implementation of the 2007-2013 funds (EC No 1828/2006). The information must contain the name of the beneficiary, the names of the operations and the amount of public funding allocated to the operations.
From this page of Inforegio web site (DG Regio of European Commission) it is possible to access to the lists of projects and beneficiaries published in the web sites of the Regional Operative Programmes and of the Regional Managing Authorities.
As reported in the table below, currently most of these lists are provided in HTML tables or can be downloaded as PDF files, making them difficult to export to Excel or other applications and connect them to different databases for a more detailed analysis.

 

The Calabria project database

A good example of how this data should be published is the project database of Italian Region of Calabria, accessible online through the web site Calabria Europa.

To date, the database includes more than 32,000 projects; for each project the following information is reported:

  1. the name of the project

  2. the name of the final beneficiary

  3. the owner of the process

  4. the territory where the beneficiary is located

  5. the type of funds (ERDF, ESF, etc) and the Operational Programme

  6. the amounts allocated

  7. the amounts paid out

Through an interactive interface and an advanced search, users can look for specific projects, territories where the project impacts, Operational Programmes, measures, or expenditure categories and then to export the results in CSV format.  It is also possible to visualize the data in terms of statistics, graphs and figures, and then export to a PDF.  This tool is also used to report on the state of play and implementation levels of the policies funded, not only by the Structural Funds, but also by national funds such as the FAS (Under-utilized Area Funds). The tool includes data about the programming periods 2000-2006 and 2007-2013.

The most interesting feature is the search for a single municipal territory, which gives the opportunity, once exported to a CSV file, of geo-referencing the data with the greatest possible detail.  As an example, the map below shows the total amounts allocated in the 2007-13 programming period, displaying the funds only for projects impacting on a single municipality.

CALABRIA_FFSS_cropsreenshot calabriaeuropa

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